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This article summarizes and evaluates current knowledge about the relation
between drinking alcoholic beverages and several cardiovascular conditions.
Both possible harmful and beneficial effects are discussed. Kaiser Permanente
investigators have been active in this area for more than 20 years,
and their studies are reviewed. There are disparities with respect to
amount of alcohol used and with respect to various cardiovascular conditions.
Conclusions about benefit or harm depend upon individual risk/benefit
consideration.
Introduction
Disparity in the relation of alcohol consumption to various cardiovascular
(CV) conditions has become evident.1
Heavier drinking is related to higher prevalence of cardiomyopathy (CM),
hypertension (HTN), hemorrhagic stroke, and cardiac arrhythmias. Lighter
drinking is related to lower prevalence of coronary artery disease (CAD),
ischemic stroke, and sudden cardiac death. The composite of these relations
in several population studies of overall CV mortality is a U-shaped
curve (lighter drinkers at lower risk than abstainers or heavier drinkers),
although several other studies show all drinkers, lighter and heavier,
at lower CV mortality risk than abstainers. Increased non-CV mortality
among heavier drinkers is found in all studies, with a J-curve (heavier
drinkers at highest; lighter drinkers at lowest risk) for the all-cause
alcohol-mortality relation.
Definitions of Moderate and Heavy Drinking
Any definition of moderate drinking is arbitrary. The operational definition
here used is based upon the level of drinking in epidemiologic studies
above which net harm is usually seen. Thus, less than three drinks per
day is called "lighter" or "moderate" drinking,
and three or more drinks per day, "heavy" drinking. Sex, age,
and individual factors lower the upper limit for some persons and raise
it for others. In data based upon surveys, systematic "underestimation"
(lying) probably tends to lower the apparent threshold for harmful alcohol
effects.
Fortunately, the amount of alcohol in a standard-sized drink of wine,
liquor, or beer is approximately the same. Since people think in terms
of "drinks," not milliliters or grams of alcohol, it seems
to this author best to describe alcohol consumption in terms of drinks
per day or week. When talking with patients, health professionals should
always remember the importance of defining the size of drinks.
Alcoholic Cardiomyopathy (ACM)
The concept of an independent, direct cardiotoxic effect of alcohol
has become accepted.1 The circumstantial
evidence is substantial, but the absence of specific diagnostic tests
seriously impedes epidemiologic study. Alcohol-associated CM cannot
be distinguished clinically or pathologically from dilated CM of unknown
cause(s). Historical episodes suggest synergistic myocardial toxicity
of alcohol with arsenic and cobalt; other cofactors in alcoholic heart
disease remain speculative. A role for thiamine deficiency in low-output
chronic heart failure has never been established, although an interaction
with alcohol cardiotoxicity might exist in malnourished persons.
The most convincing circumstantial evidence for ACM is the extensive
data, in animals and humans, of nonspecific cardiac abnormalities related
to alcohol. These include structural abnormalities in autopsy and biopsy
studies and demonstration of acute and chronic functional and metabolic
derangements by several techniques. A possible nonoxidative metabolic
pathway for alcohol has been reported by Laposata and Lange2
in the heart, muscle, pancreas, and brain, related to fatty acid metabolism.
Accumulation of fatty acid ethyl esters was shown to be related to blood
alcohol levels and to mitochondrial metabolism. A report by Urbano-Marquez
et al3 showed in alcoholics a clear
relation of lifetime alcohol consumption to structural and functional
myocardial and skeletal muscle abnormalities. The amounts of alcohol
were largethe equivalent of 120 grams alcohol per day for 20 years.
As of 1997, a majority of all cases of CM are considered to be of unknown
cause. The proportion of CM cases attributed to alcohol varies markedly
in reports, probably due mostly to differences in the alcohol consumption
habits of the populations under study. Thus, recent reports include
alcohol-attributable proportions ranging from 3.4% at Johns Hopkins
Hospital4 to 41.9% at the Philadelphia
VA Hospital.5
The lack of specific diagnostic tests for ACM necessitates exclusion
of other CV conditions for diagnosis. However, the probability of synergistic
damage includes possibly enhanced alcohol cardiotoxity in the presence
of other myocardial damage. For this reason, persons with heart muscle
impairment or major arrhythmias should be especially strongly advised
to limit alcohol intake to less than three drinks per day.
Hypertension (HTN)
An association between heavier alcohol consumption and HTN reported
by Lian in French servicemen in 19156
was largely ignored for the next 60 years. Since the mid-1970s, largely
because of epidemiologic studies in developed countries, alcohol ingestion
has joined other correlates of hypertension, such as obesity and salt
intake, as a major focus in research about possible HTN risk factors.
An alcohol-HTN link has been shown in almost all of more than 50 cross-sectional
and 10 prospective population studies in ambulatory persons in a number
of countries.7,8 Studies differ about whether the alcohol-HTN link
is linear or nonlinear in men (i.e., is a consumption threshold present?);
in women, the curve which represents the relation is J-shaped, or present
only at higher alcohol intake. Studies of hospitalized alcoholics or
problem drinkers have been conflicting with respect to HTN. It is possible
that chronic alcohol-related conditions such as malnutrition, cirrhosis,
and cardiomyopathy lower blood pressure in some persons.
Two Kaiser Permanente studies9,10
are among the largest of the cross-sectional population surveys. The
first9 showed a J-curve in women and a threshold relation
in men, with higher blood pressures at three or more drinks per day
in both sexes (Figure 1). The findings were independent of age, sex,
and race and, by direct cross-classification (examination of the alcohol-HTN
relationship in population subcategories), of smoking, coffee intake,
reported past heavy drinking, education, adiposity, and habitual salt
use. HTN (greater than 160/95 mmHg) prevalence was doubled in white
men and women reporting consumption of six or more drinks per day. The
second Kaiser Permanente study10 showed
similar findings in an analysis adjusted simultaneously for age, adiposity,
smoking, coffee, tea, and seven blood tests (Figure 2). Ex-drinkers
did not have higher blood pressure than lifelong abstainers. Study of
drinking variability and intake in the week before examination suggested
rapid regression of alcohol-associated HTN with abstinence.
 |
| Figure 1. Mean systolic blood pressures
(upper half) and mean diastolic blood pressures (lower half) for
white, black, or Asian men and women with known drinking habits.
Small circles represent data based on fewer than 30 persons. (From
Klatsky AL, Friedman GD, Siegelaub AB, Gerard MJ. Alcohol consumption
and blood pressure. Kaiser Permanente Multiphasic Examination data.
N Engl J Med 1977;296:1194-1200. Used by permission.) |
 |
| Figure 2. Adjusted mean systolic and
diastolic blood pressures (mmHg) according to alcohol consumption
by three age groups (top left, white men; lower left, black men;
top right, white women; lower right, black women). Dashed lines
and open circles indicate 10 < n < 25. Data omitted from
figure for categories with n < 11 (white women aged 40 to 59
years, nine or more drinks per day and aged > 59 years, six
to eight and nine or more drinks per day; black men aged >
59 years, six to eight and nine or more drinks per day; black
women aged 40 to 59 years, nine or more drinks per day and aged
>59 years, three to five, six to eight, and nine or more drinks
per day). (From Klatsky AL, Friedman GD, Armstrong MA. The relationship
between alcoholic beverage use and other traits to blood pressure:
A new Kaiser Permanente study. Circulation 1986;73:628-636. By
permission of the American Heart Association, Inc. |
Several intervention studies suggest a short-term (develops in days
to several weeks) pressor effect of three to eight alcoholic drinks
per day, and decreases in blood pressure upon abstention or marked
reduction in alcohol intake.8 No
elevations of blood pressure due to withdrawal have been seen in these
studies. A few studies present data showing independence of the alcohol-blood
pressure association from intake of salt, physical activity, and psychosocial
stress. Even without confirmation in long-term trials, the intervention
studies support a cause-effect relation between alcohol intake and
HTN. Estimates of possible population-attributable risk (proportion
of HTN due to alcohol) range from 5% to 30%.8
Even if only 5% of HTN is attributable to alcohol, this may be the
commonest cause of reversible HTN in developed societies.
The inconsistent acute effects of alcohol on blood pressure as reported
in human and animal studies may not be directly relevant to the epidemiologic
relation in humans.8 There is no known animal model for chronic studies.
There is no proof of a sustained effect in humans via the renin-angiotensin
mechanism, cortisol, catecholamines, increased cardiac output, "hypermetabolic
state," central nervous system actions, or autonomic nervous
system effects. A recently reported experiment11
in normal humans used intraneural microelectrodes to demonstrate increased
sympathetic activation in response to I.V. alcohol with a delayed
(second hour) blood pressure rise. Inhibition by dexamethasone suggested
a central mechanism via corticotropin-releasing hormone. There is
some current interest in a possible direct effect upon peripheral
vascular tone via a calcium transport mechanism. Explanations for
the alcohol-HTN association remain speculative; this fact is the major
deficiency in the case for causality. Studies of HTN sequelae (coronary
disease, stroke, congestive heart failure, renal insufficiency, etc.)
are greatly complicated by the independent relations of alcohol use
to several common hypertension sequelae.8
It is likely that the alcohol-HTN link is causal. Reduction of intake
in some heavier drinkers is probably therapeutic, and avoidance of
heavier drinking will probably prove to have an important role in
primary prevention of HTN.12
Coronary Artery Disease (CAD)
Data showing that major CAD events are more likely to develop in abstainers
than in alcohol drinkers include international comparisons, time-trend
analyses, case-control studies, and longitudinal studies.13,14 Most studies of CAD hospitalizations show heavier
drinkers have a risk of CAD hospitalization similar to or lower than
that of lighter drinkers (i.e., no U-shaped curve). Several population
studies using CAD mortality as an endpoint also show a progressive
inverse relation to amount of alcohol consumption, but others show
a U-shaped curve. Those studies which separate lifelong abstainers
from past drinkers suggest that both subsets of nondrinkers are at
higher risk of CAD than drinkers, but some would still dispute this.
Many population studies were not able to distinguish these subsets
of nondrinkers. Where available, data about choice of type of alcoholic
beverage suggest that beverage choice is a minor factor in CAD risk.
Studies of sudden cardiac death, due mostly to CAD, also show an inverse
relation to alcohol use.
There are plausible mechanisms by which alcohol drinking might protect
against CAD.13,14 These include
a favorable effect on HDL cholesterol concentration (an increased
level), a similarly favorable effect upon apolipoproteins, and an
antithrombotic action. Controversy about protection persists, however,
on the grounds that correlates of abstinence and lighter drinking
could explain the higher risk of abstainers. For example, a much publicized
hypothesis advanced by Shaper et al15
suggested that movement of persons at high CAD risk into the abstainer
referent group could explain the U-shaped curve shown in their work
and in that of other investigators.
A prospective Kaiser Permanente study of alcohol habits in relation
to CAD hospitalizations16 showed
that ex-drinkers and infrequent (less than 1/month) drinkers were
at a risk similar to that of lifelong abstainers. A lower CAD risk
was present among all other drinkers with no U-shaped curve, independent
of a number of potential confounders (Table 1). These relations were
independent of base line CAD risk at examination (Table 2) and beverage
choice. The data suggested a protective effect of alcohol against
risk of hospitalization for CAD.
In a prospective Kaiser Permanente study of total CV mortality,17 ex-drinkers had higher age-adjusted CAD and overall
CV mortality risk than lifelong abstainers, but the difference disappeared
when adjusted for other traits. Among drinkers, there were U-shaped
mortality curves relating amounts of alcohol and both CVD and CAD,
with a nadir at one to two and at three to five drinks per day. Subsets
free of baseline risk had similar alcohol-CAD and alcohol-CV mortality
curves. The study demonstrated the expected disparities between alcohol
and various CV conditions (Table 3). A number of features of the analysis
argued against a spurious inverse alcohol-CAD relation, including:
1) independence from CAD risk at baseline examination;
2) absence of higher CAD risk among persons reducing alcohol
intake for medical reasons;
3) evidence that the higher unadjusted CAD risk of ex-drinkers
is due to confounding;
4) absence of a relation among ex-drinkers between CAD
risk and maximal past intake;
5) absence of a relation between infrequent (less than
1/month) drinking and CAD risk;
6) similar reduction of CAD risk among drinkers of wine,
liquor, and beer.
Another large prospective study among women free of CAD at examination18
showed a progressive inverse relation of alcohol use to major CAD
events, independent of prior reduction in alcohol intake and of nutrient
intake (the latter was analyzed in detail). The relative risk of CAD
events in women reporting daily alcohol intake of 25 or more grams
per day was 0.4, similar to the findings for women in the Kaiser Permanente
study. Further analysis of these data in women19
demonstrated that net beneficial effects of moderate alcohol use in
women was limited by adverse effects to persons clearly at above-average
CAD risk (i.e., those above 50 years of age).
Large prospective studies in men also confirm the lower CAD risk of
drinkers, independent of confounders or disease when alcohol habits
were determined.20,21 The American
Cancer Society Study20 was a 12-year
prospective mortality study of 276,802 white men; there was a U-shaped
curve for CAD mortality, with a RR of 0.8 (vs. abstainers) at one
to two drinks per day. The Health Professional Followup Study of 51,529
men21 was well controlled for dietary
habits; newly diagnosed CAD was inversely related to increasing alcohol
intake. A study in both sexes, the Auckland Heart Study,22
was designed to study the hypothesis that persons at high CAD risk
are likely to become nondrinkers; the analysis showed that moderate
drinkers had lower CAD risk than both lifelong abstainers and ex-drinkers,
thus supporting the hypothesis that alcohol protects against CAD.
Reduced risk of CAD is present at various ages, although the impact
upon total mortality in a Kaiser Permanente study was clearest in
older age brackets and the adverse effects of alcohol were greater
among younger persons.23 Among persons
> 60 years of age, overt or latent CAD may play a role in risk
of death from causes other than CAD.23
The hypothesis that the apparent protective effect of alcohol against
CAD is mediated by higher HDL cholesterol levels in drinkers has been
examined quantitatively in three separate studies.24-26
All three analyses yielded similar findings suggesting that higher
HDL levels in drinkers mediated about half of the lower CAD risk.
One of these studies26 suggests that both HDL2 and HDL3 are involved.
HDL3 may be more strongly related to lighter alcohol intake but is
probably related as strongly as HDL2 to lower CAD risk. There are
no similar data about protective mechanisms other than the HDL link,
but some data support several possible antithrombotic mechanisms.13,14,26
Thus, multiple mechanisms may play a role.
International comparison studies27-29
suggest that wine confers more protection against CAD than beer or
liquor. The "French paradox" concept has arisen from these
data; it refers to the fact that France tends to be an outlier on
graphs of mean dietary fat intake vs. CAD mortality, unless adjusted
for wine alcohol intake.28,29 Reports
of nonalcohol antioxidant phenolic compounds30-32
or antithrombotic substances33-36
in wine, especially red wine, have appeared. Inhibition of oxidative
modification of low-density-lipoprotein cholesterol is probably anti-atherogenic,
although prospective clinical trials of antioxidant supplements are
not yet conclusive.37 Thus, antioxidant substances in wine are an attractive
hypothetical explanation for CAD protection. However, the prospective
population studies provide no consensus that wine has additional benefits,
and various studies show benefit for wine, beer, liquor, or all three
major beverage types.13,14 In Kaiser
Permanente studies, all three major beverage types show evidence of
protection against CAD16,17; wine
drinkers fare best with respect to CAD mortality, but drinkers of
red and non-red wine fare equally well.38
Because the beverages differ in user traits, with wine drinkers having
the most favorable CAD risk profile,39 a
noncausal explanation was favored for the lower CAD risk of wine drinkers.
Drinking-pattern differences among the beverage types are another
hypothetical factor. The wine/liquor/beer issue is unresolved at this
time, but it seems likely that ethyl alcohol is the major factor with
respect to lower CAD risk.
It remains theoretically possible that lifelong abstainers could differ
from drinkers in psychological traits, dietary habits, physical exercise
habits, or some other way which could be related to CAD risk, but
there is no good evidence for such a trait. The various studies indicate
that such a correlate would need to be present in persons of both
sexes, various countries, and multiple racial groups. Although it
remains possible that other factors play a role, a causal, protective
effect of alcohol is a simpler and more plausible explanation.13,14,40,41
Cerebrovascular Disease
Several reports suggest that alcohol use, especially heavier drinking,
is associated with higher risk of stroke. Some studies examined only
drinking sprees; others did not differentiate between hemorrhagic
and occlusive strokes. Several studies have suggested that alcohol
was related only to hemorrhagic stroke. The Nurse's Health Study18
showed drinkers to be at higher risk of subarachnoid hemorrhage but
at lower risk of occlusive stroke.
A Kaiser Permanente study looked at the relations between reported
alcohol use and the incidence of hospitalization for several types
of cerebrovascular disease.42 Daily
consumption of 3 or more drinks, but not lighter drinking, was related
to higher hospitalization rates for hemorrhagic cerebrovascular disease,
especially intracerebral hemorrhage. Higher blood pressure appeared
to be a partial mediator of this relation. Alcohol use was associated
with lower hospitalization rates for occlusive cerebrovascular disease;
an inverse relation was present for both sexes, for whites and blacks,
and for extracranial and intracerebral occlusive lesions (Table 4).
The data suggest that heavier drinking increases the risk of hemorrhagic
cerebrovascular events but that alcohol use may lessen the risk of
occlusive lesions.
At this time there is no consensus about the relations of alcohol
drinking to the various types of cerebrovascular disease and agreement
only that more study of this important area is needed.43
Cardiac Arrhythmias
Increased ventricular ectopic activity has been documented after ingestion
of substantial amounts of alcohol, although epidemiologic studies
have not shown a higher risk of sudden death in drinkers. Various
atrial dysrhythmias have been reported to be associated with spree
drinking. A Kaiser Permanente study44
compared atrial dysrhythmias in 1,322 persons reporting six or more
drinks per day to dysrhythmias in 2,644 light drinkers. The relative
risk in the heavier drinkers was at least doubled for atrial fibrillation,
atrial flutter, supraventricular tachycardia, and atrial premature
complexes (Table 5).
Conclusion
This brief survey documents the evidence for disparity in the relations
of alcohol and CV disorders. Published reviews are available.1,46 Table 6 summarizes the relations, with emphasis
on the disparity between the overall favorable relations of lighter
drinking and the overall unfavorable relations of heavier drinking.
Acknowledgment: Some of the material here reported
was supported by research performed with a grant from the Alcoholic
Beverage Medical Research Foundation, Baltimore, MD.
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