In 1991, a physician satisfaction survey indicated that
13% to 19% of Northwest Permanente physicians had symptoms of burnout.
However, the Medical Group's hospital-based Impaired Physician Committee
was seeing only about two clients per year. Most of these clients
had advanced substance abuse disorders, confirming the presence of
a great unmet need for counseling.
In 1993, therefore, Northwest Permanente established
an internal employee assistance program, the Physician Advocate Resource
(PAR), a confidential counseling program by and for physicians that
was designed to overcome their general reticence to seek mental health
care. The present study examined the caseload of the PAR during a
four-year period to characterize the ongoing need for such a physician
counseling program in a large, group-model HMO.
During the study period, July 1993 through June 1997,
the PAR saw 229 new clients, of whom approximately 70% were physicians
and 22% were family members of physicians. The most frequent initial
complaints (in 45% of clients) were stress, anxiety, and depression,
equally divided between job-related and non-job-related causes; 24%
of clients had marital or other family problems as their primary complaint.
Most clients (58%) were self-referred to PAR. Physician clients were
referred most frequently by general internal medicine departments
and the least frequently by surgical departments. Physician clients
were a mean 44.7 years of age and had worked a mean 9.2 years at the
Medical Group. Male and female physicians were referred with equal
frequency.
In-house counseling programs should be available for
physicians, whose general reticence to seek help can be overcome if
the program is confidential, physician-focused, and conducted in a
supportive environment.
Introduction
In 1985, Northwest Permanente, the physician group associated with
the Kaiser Permanente (KP) Northwest Division, developed a special
committee to help physicians having psychoemotional problems and substance
abuse problems. Service on this committee was a hospital staff function,
and it operated as the Impaired Physician Committee, a format that
had gained popularity at the time. The committee consisted of a chairman
and four physician volunteers who offered support to peers with psychoemotional
problems. When indicated, referrals were made for appropriate treatment.
Regular meetings were held before or after work to educate
committee members and to discuss cases. Committee members were highly
dedicated, but the committee's work faltered because of limited time
for travel and meetings. Overriding clinical obligations of committee
members also interfered. In its seven years of existence, the committee
saw only 17 physician clients among a mean Medical Group population
of 426 physicians. Eleven of these 17 clients had alcohol problems
that were evident to peers. None of the 17 were self-referred.
This small yield of cases (about two per year) might
have indicated that our physicians had few psychoemotional problems.
However, results of a representative survey conducted among the 526
physicians in our Medical Group in 1991 (response rate of survey,
85%) suggested otherwise.1 The survey found that 13% of
our physicians could be considered "burned out" as measured
by the Tedium Index, a well-established measure of burnout.2
The survey also included questions asking whether the respondents
believed themselves to be burned out. In response, 19% of physicians
perceived they were "burned out" or "burning out."1
Clearly, our committee was not meeting the emotional
needs of our physicians, particularly in the area of work-related
stress and burnout. However, to meet these needs, we would have to
overcome a characteristic common among physicians: reticence to seek
help. Self-sacrifice and "noble" stoicism appear to be norms
of medical culture--norms which deny real needs and disallow healthy
self-interest.3 We were determined to create an environment
that recognized physicians' needs and encouraged physicians to seek
necessary help. Our resource would be proactive, strictly confidential,
and physician-focused.
Designing a Solution: The Physician
Advocate Resource
With these criteria in mind, the Physician Advocate Resource (PAR)
was established in June 1993 as an entity by and for physicians. To
support this goal, the PAR functions within the Medical Group directly
instead of being part of the broader hospital administration. Moreover,
the PAR is not a volunteer effort that depends on time donated by
busy practitioners; instead, it consists of salaried employees of
the Medical Group. A critically important feature of the PAR is that
one of the four PAR employees (0.5 FTE) is a therapist with a master's
degree and experience in counseling physicians, employee assistance,
treatment of mental and substance abuse disorders, and family therapy.
Other staff includes a part-time physician-director experienced in
addiction medicine and a part-time psychiatrist acting as assistant
director. The two physicians chosen were long-time Medical Group members
who are experienced in treating physicians, and these qualifications
engender trust. The PAR clinicians share an on-call schedule and are
accessible by pager, phone, and electronic mail. They are supported
by a half-time confidential secretary.
The PAR is thus an employee assistance program whose
function is to reach out to physicians, educate them, evaluate those
in need of help, and refer them to identified competent counselors
or programs. The nature of the PAR's services varies widely: In practice,
a client may require only information or brief advice or instead may
require extended counseling and long-term monitoring, especially for
substance use disorders.
Administration of the PAR
From an organizational standpoint, the PAR was given particular
legitimacy by being incorporated as a part of the Physician Health
Committee, a standing committee of the Medical Group's Board of Directors:
this structure established mental health as a component of physician
well-being as well as a legitimate concern of the Medical Group. It
tacitly gave
permission to ask for help. To address the potential conflict of interest
created by the PAR being both part of the employer structure and acting
as therapist, the PAR from its inception has been understood by the
Northwest Permanente Board of Directors to represent physician clients
primarily.
To maintain confidentiality, the PAR office and its
records are situated away from main clinical and patient flow areas.
PAR records are privileged and confidential by Oregon and Washington
law under peer-review privilege statutes* in addition to other privileges
which may be available, including psychotherapist-patient privilege,
physician-patient privilege, or clinical social worker-patient privilege.
PAR records are available only to PAR staff.
Initiating the PAR
Armed with additional legitimacy, confidentiality, and staff for the
PAR, we initiated an outreach effort in June 1993 by issuing a letter
of introduction describing the PAR and including a questionnaire seeking
physicians' input, concerns, and needs. To get the message to the
entire family, the letter was sent to physicians' homes and was addressed
to "John [or Jane] Doe, MD and family." Other outreach efforts
included presentations at departmental and staff meetings and at individual
orientation meetings with new physicians.
Response to the PAR
Within two weeks of the initial mailing, the PAR added 11 clients
to its caseload. Referrals to the PAR continued at a brisk rate during
the subsequent four years, beginning in June 1993 (Table
1). During this period, physicians comprised about 70% of referrals;
22% were members of physicians' families (Table
1). Physicians seeking PAR services were aged a mean 44.7 years
and had been employed by Northwest Permanente for a mean 9.24 years.
The percentage of women physicians seeking PAR services did not differ
substantially from the percentage of male physicians seeking these
services.
Reasons for Referral to PAR
Reasons for referral to PAR included mostly stress, anxiety, and depression;
of clients seen for these complaints, half perceived their symptoms
to be job-related (Table
2). Marital and family issues were the next most frequent complaint;
combined with the anxiety/stress/depression category, these accounted
for almost 70% of cases (Table
2). The "Other" category included inquiries (eg, about
insurance coverage, sources of outside therapy, and extent of confidentiality)
or requests from physician administrators for advice regarding difficult
physicians. Because evaluation by the PAR was brief, we did not categorize
all cases according to the DSM-IV.4 Moreover, definite
diagnosis was often made after referral to outside resources. We sampled
the diagnoses of a clinical psychologist, to whom we referred 18 clients
between 1995 and 1997. These clients were referred for "talk
therapy" but required neither substance abuse therapy nor pharmacotherapy.
The cases were predominantly categorized by the therapist as Adjustment
Disorder (DSM IV 309.0) with or without anxiety and depression.
The counselor suggested that the categorization might
be more straightforward if it identified problems as Marital (8 cases),
Family (3 cases), Work (6 cases), or Other (1 case).
Sources of Referral to PAR
We have been especially pleased that most clients seen in the four
years were self-referred (Table
3), and we have noted an increasing trend toward self-referral
(70% of clients seen in the fourth year were self-referred). We believe
this indicates an increasing confidence in acceptance of the PAR and
a departure from the physicians' traditional reluctance to seek help.
Administrative referrals originate from department chiefs, usually
as a response to excessive patient complaints or to unacceptable physician
behavior. The PAR's role in these cases is to identify treatable conditions
and to recommend therapy that might preclude the need for disciplinary
measures. Physicians named in liability cases were referred by the
Region's Medical-Legal Department to the PAR for evaluation and stress
counseling as needed. Other sources of referral were other health
care professionals such as primary care practitioners and mental health
practitioners. Family members and physician peers also make referrals,
although these are few.
Specialty of Physicians Referred to
PAR
Primary care physicians (ie, those in pediatrics, general internal
medicine, family practice, and obstetrics and gynecology) accounted
for the largest proportion of physicians referred to PAR, compared
with physicians from other departments and based on total department
population at risk (Table
4). The high numbers of physicians from the general internal medicine
department is consistent with that department's high scores on burnout
measures as reported in the 1991 physician survey. Least represented
among those seeking PAR service were members of the surgery and surgical
specialty departments (neurology, orthopedics, head and neck surgery,
urology, ophthalmology). Indeed, members of surgical specialties scored
lowest on the 1991 Tedium Index.
Effectiveness of Monitoring and Other
Follow-up Activities
During the four-year period, many of our 229 clients were distressed,
but only 13 had impairment that necessitated cessation of practice.
Among these 13, impairment was caused by untreated alcohol and drug
problems (6 clients), medical reasons (4 clients), or mental health
problems (3 clients). The PAR acted as intermediary between therapists
and the Medical Group by assuring that treatment would continue and
by coordinating an appropriate return-to-work date. For some clients,
PAR physicians prescribed and monitored use of psychoactive drugs.
Of the 13 clients designated as impaired, six returned to work; seven
remained permanently disabled. Coordination with the health professionals
programs of the licensing bodies in Oregon or Washington has been
a positive part of PAR's monitoring of clients impaired by dependence
on alcohol or drugs.
Discussion
Despite the myth of invincibility--believed by patients and physicians
alike--physicians do have human problems that require therapy. Some
evidence suggests that the need among physicians might be especially
great, given the nature of medical practice and the perfectionistic
characteristics of those who choose a career in medicine.3,5-7
Practice in a health maintenance organization may inherently carry
a potential for burnout by permitting less physician autonomy than
in other milieus,1 but stress and burnout are found in
diverse medical settings.8-12 The number of clients seen
at the PAR suggests that this newly available service is addressing
a previously unmet need. However, the number of physicians who sought
care outside the PAR during and before its four-year existence period
is unknown. The need for the service may have recently become considerably
more urgent because of the enormous recent changes in medical care
delivery systems.
The large number of marital and family problems seen
in this study population is similar to the number observed by others.5-7
With this phenomenon in mind, future therapeutic and preventive efforts
should focus on empowering physicians in their work environment and
on strengthening their marital and family relationships.
Conclusions
The PAR filled an important need in the Medical Group by making counseling
services available, particularly during this era of stress in medical
practice. Whereas anxiety, depression, and burnout were the conditions
most frequently noted at intake, our experience showed that physicians'
traditional reticence to seek help can be overcome by outreach and
by providing a confidential, physician-focused service. This observation
is supported by the predominance of self-referral among the physician
clients served by the PAR.
The number of physician clients varied greatly among
departments. The reasons are unclear but could include circumstances
of practice, differences in personality or other unknown factors.
Understanding the reasons for these differences might be useful in
determining solutions to stress and burnout among physicians.
Outcomes of the PAR experience to date are measured
only in terms of physicians' satisfaction with the process and with
the therapy received. Scientifically designed, controlled research
is greatly needed to measure clinical outcomes of the PAR approach
and to study other aspects of physician health.
*ORS 41.675;RCW4.24.250
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